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Canadian Securities Administrators
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#	Item
401	Microsoft Word - CSA Enforcement Report-October[removed]to March 31 2007_cle… Add to Reading List Source URL: www.securities-administrators.ca Language: English - Date: 2011-09-29 13:23:02 United States Securities and Exchange Commission United States securities law Finance Canadian law Canadian securities regulation Canadian Securities Administrators British Columbia Securities Commission Securities Exchange Act Ontario Securities Commission Financial regulation Financial system 73rd United States Congress
402	Investing basics Getting started Canadian Securities Administrators Securities regulators from each province and territory have teamed up to form the Canadian Securities Administrators, or CSA for short. The CSA is prima Add to Reading List Source URL: www.community.gov.yk.ca Language: English - Date: 2014-07-07 19:48:06 Financial services Institutional investors Funds Financial adviser Mutual fund Hedge fund Security Short Money market fund Financial economics Investment Finance
403	Microsoft Word - suup022807e Add to Reading List Source URL: www.sedar.com Language: English - Date: 2014-01-29 08:15:02 Ontario Securities Commission Business Canadian Securities Administrators XBRL British Columbia Securities Commission Canadian securities regulation System for Electronic Document Analysis and Retrieval Autorité des marchés financiers Securities Commission Canada Accounting software Finance
404	SEDAR® Subscriber Update July 12, 2006 Subject: Securities Regulators across Canada Want Your Feedback on Extensible Add to Reading List Source URL: www.sedar.com Language: English - Date: 2014-01-29 08:15:02 Finance XBRL System for Electronic Document Analysis and Retrieval Canadian securities regulation Canadian Securities Administrators XBRL International XBRL assurance Accountancy Business Accounting software
405	Microsoft Word[removed]CSA Amendments to[removed]v1.doc Add to Reading List Source URL: www.advocis.ca Language: English - Date: 2014-03-06 12:28:21 Finance Canadian law Financial adviser Canadian securities regulation Canadian Securities Administrators Autorité des marchés financiers Ontario Securities Commission Canadian Securities Course British Columbia Securities Commission Financial economics Investment Professional certification in finance
406	Microsoft Word[removed]07BorgIOSCO-India Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2007-04-11 18:30:59 Financial system North American Securities Administrators Association Securities Commission Finance Economics Capital market Securities market Uniform Securities Act Canadian securities regulation Financial regulation United States securities law International Organization of Securities Commissions
407	ALABAMA SECURITIES COMMISSION Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2007-06-01 12:53:47 Securities Commission Capital market Financial system Financial economics Finance Canadian securities regulation Financial regulation United States securities law North American Securities Administrators Association
408	Microsoft Word - 303915F3.doc Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-01-11 15:26:57 Business Financial system Investment Industry Regulatory Organization of Canada Securities Finance Investment Canadian securities regulation Securities Commission Canadian Securities Administrators Financial regulation Financial economics Self-regulatory organizations
409	Securities Regulators Unveil Fraud Awareness Quiz MONTGOMERY, ALABAMA (April 30, [removed]Are you at risk of becoming a victim of financial fraud? A simple quiz released today by Canadian and U.S. state securities regula Add to Reading List Source URL: www.asc.state.al.us Language: English - Date: 2003-05-23 15:00:02 Economics Financial system Investor education Canadian securities regulation Securities fraud Canadian Securities Administrators Securities Commission of New Zealand United States securities law Financial regulation North American Securities Administrators Association
410	Marketplace Notice Lynx ATS Contact: Deanna Dobrowsky Vice President, Market Regulation Policy Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-11-22 08:11:03 Canadian Securities Administrators TSX Venture Exchange Canadian securities regulation Financial markets Economy of Canada Canada CNSX

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